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No Sandbagger Met the Accuracy Match, While Honest Degradation Triggered Person-Fit Misfit

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Headline figure for No Sandbagger Met the Accuracy Match, While Honest Degradation Triggered Person-Fit Misfit
Data behind this figure: curve.csv

Abstract

This report establishes two findings, not sandbagging detection: lz* flags held-out honest families in 7/238 batches (0.029) but honestly degraded models at matched target accuracy in 13/42 (0.31), so misfit is not specific to strategy. No strategic arm reached the accuracy match, leaving detection claims untested.

Hypothesis

The registered hypothesis predicts lz* true-positive rates of at least 0.80 for difficulty-blind and 0.50 for failure-aware sandbaggers, decreasing as mimicry fidelity rises, while false-positive rates remain at most 0.075 under family shift and ordinary degradation. Accuracy matching is required before testing detection.

Setup

We evaluate Qwen2.5-7B-Instruct (Yang et al., 2024) and Yi-1.5-9B-Chat, a post hoc replacement for the registered Llama-3.1-8B-Instruct (see Limitations), against 34 honest models from ten developer families. All answer 2,100 ten-option MMLU-Pro questions across 14 subjects (Wang et al., 2024), split within subject into 1,050 calibration and 1,050 test items. The honest panel fits three-parameter logistic item-response models (Birnbaum, 1968) with guessing fixed at 0.1. Leave-one-family-out fitting excludes the judged model’s family. We score each subject-balanced 140-item batch with lz*, a standardized person-fit statistic for how unusual its item-level response pattern is at its estimated ability (Drasgow et al., 1985; Snijders, 2001). For each target family, the frozen threshold is the fifth percentile of a nested honest null in which every calibration batch is scored using parameters fit without both that target family and the batch’s own family. This nested null departs from the registered in-sample null, which a synthetic test showed inflates false positives on unseen families. We label it post hoc: the rule was fixed before the first experiment was launched, but its written record was corrected after that launch, before any results were recorded.

Sandbagging arms are accuracy-matched to Falcon3-3B-Instruct, a panel-excluded weaker model. They progress from a naive prompt and a password lock, a fine-tuned model that changes behavior after a secret prefix (Greenblatt et al., 2024), through increasingly informed prompts to locks trained to imitate the reference. Mimicry fidelity is the per-item correlation between an arm’s errors and the reference’s error probabilities. Locks use rank-16 low-rank adaptation across seven projections for three epochs and three seeds, using 700 calibration items. A null lock controls for fine-tuning. Three registered non-strategic controls lower accuracy without strategy: temperature sampling and Gaussian weight noise, each tuned to the target accuracy, and 4-bit NF4 quantization, which did not reach it and is reported unmatched. Same-budget baselines use accuracy, answer confidence, paraphrase consistency, and answer-position concentration; weight-noise injection into each arm, read as an accuracy gain, is a white-box reference ceiling (Tice et al., 2025).

Results

This report establishes a false-positive asymmetry and a construction failure, not sandbagging detection: unseen honest families were flagged in 7/238 batches (0.029), whereas honestly degraded models at matched target accuracy were flagged in 13/42 (0.31). No strategic arm reached that match, leaving detection claims untested.

Only temperature-degraded Yi (8/21) and weight-noise-degraded Qwen (5/21) were in band; Qwen temperature, Yi weight noise and NF4 quantization on both subjects were not. Null-lock flags diverged (0/21 Qwen; 5/21 Yi), so fine-tuning alone shifted lz* for Yi. Paraphrase consistency lacked a panel null; its two-subject fallback flagged 5/14 runs. Forced-letter prompt dials were flat: requested 20–40% accuracy yielded 0.34–0.36 on calibration items versus 0.35 honest. Random-wrong locks flipped only 13–17% of correct training answers, one seed flipped none after a correction bug, and the changes did not transfer. Imitation locks partly transferred at about 0.54 fidelity, but the six-epoch retry scored 0.334, above band.

Accuracy and lz* flags for every arm against the 0.303 ± 0.02 target band. No sandbagger mean entered the band. The only non-oracle means inside it were two non-strategic controls: temperature-degraded Yi (0.301) and weight-noise-degraded Qwen (0.322); the external oracle sat at T = 0.303 by construction. Yi weight noise fell below the band (0.161; 2/21 flagged). Both six-epoch retry arms are shown: Qwen imitation scored 0.334 (0/7 flagged), while its paired null lock scored 0.443 (0/7).

Table 1. Registered tests and control diagnostics. BCa intervals are shown for registered tests; Wilson intervals for component and zero-count rates. P values are one-sided percentile-duality tests of the registered direction under the two-stage cluster bootstrap.

CheckEstimate95% CIk/npRegistered
Blind / aware TPRuntested–0 eligible–≥0.80 / ≥0.50
Held-out FPR0.029[0.008,0.092]7/2380.015≤0.075
Temperature-degraded (Yi, in band)0.38[0.21,0.59]8/21–≤0.075
Weight-noise-degraded (Qwen, in band)0.24[0.11,0.45]5/21–≤0.075
Pooled degraded FPR0.31[0.17,0.50]13/420.999≤0.075
NF4-quantized (unmatched; accuracy 0.43 Qwen, 0.35 Yi)0.00[0.00,0.22]0/14–reported unmatched
External oracle0.00[0.00,0.22]0/14–honest null
Manipulation accuracybefore 0.399; after 0.384; drop 0.015[-0.018,0.054]––drop ≥0.080
Null-lock FPR (Qwen)0.00[0.00,0.15]0/21–fine-tuning control
Null-lock FPR (Yi)0.24[0.11,0.45]5/21–fine-tuning control

Limitations

Manipulation check

Sandbaggers averaged 0.384 versus 0.399 honest, a 0.015 drop below required 0.080; none reached the band, so detection power remains untested.

The registered MATH/2PL arm was deferred before any experiment was launched, so only MMLU-Pro was tested. Llama-3.1-8B-Instruct, the registered second subject, could not be loaded on the compute used. Its replacement by Yi-1.5-9B-Chat is a post hoc deviation, recorded after the first experiments had started; the selection rule was written before any candidate replacement had been scored, and Yi tied its threshold exactly. Under Rasch, degraded controls were flagged at 0.14 (6/42), versus 0.31 (13/42) under 3PL; both exceed 0.075, so the direction holds but its magnitude depends on the item model.

Reproducibility

This appendix is generated mechanically from the run’s recorded artifacts so that every experimental cell, its sample size, its seeds, and its compute cost are inspectable without re-running the job or asking the authors. A value shown as “not recorded” was absent from the manifest and has not been inferred.

The run comprises 17 recorded experiments. Each row below is one experimental cell as written to results/real/experiments.json.

ExperimentModelDatasetModen (per cell)Seed(s)Key hyperparametersGPU minutes
e0-reference-weakFalcon3-3B-InstructMMLU-Pro ten-option subsample data/­items_­mmlupro.­jsonl (sha256 544b03429b41.­.­.­)inference8400not recorded0 steps; params=3.0B26.36
e1-honest-panel-mopup17 models (0.135B-13.96B)MMLU-Pro ten-option subsample data/­items_­mmlupro.­jsonl (sha256 544b03429b41.­.­.­)inference35700not recorded0 steps; params=­13.­96B64.40
e1-honest-panel-p110 models (1.7B-14B)MMLU-Pro ten-option subsample data/­items_­mmlupro.­jsonl (sha256 544b03429b41.­.­.­)inference21000not recorded0 steps; params=14.0B47.80
e1-honest-panel-p27 models (3.8B-14B)MMLU-Pro ten-option subsample data/­items_­mmlupro.­jsonl (sha256 544b03429b41.­.­.­)inference14700not recorded0 steps; params=14.0B38.15
e2-prompted-noise-degraded-qwenQwen2.5-7B-InstructMMLU-Pro ten-option subsample data/­items_­mmlupro.­jsonl (sha256 544b03429b41.­.­.­)inference2940not recorded0 steps; params=7.0B0.00
e2-prompted-noise-degraded-subject2Yi-1.5-9B-ChatMMLU-Pro ten-option subsample data/­items_­mmlupro.­jsonl (sha256 544b03429b41.­.­.­)inference2940not recorded0 steps; params=8.83B0.00
e2-prompted-qwenQwen2.5-7B-InstructMMLU-Pro ten-option subsample data/­items_­mmlupro.­jsonl (sha256 544b03429b41.­.­.­)inference16800not recorded0 steps; params=7.0B19.03
e2-prompted-subject2Yi-1.5-9B-ChatMMLU-Pro ten-option subsample data/­items_­mmlupro.­jsonl (sha256 544b03429b41.­.­.­)inference16800not recorded0 steps; params=8.83B24.02
e3-locks-qwen-imitationQwen2.5-7B-InstructMMLU-Pro ten-option subsample data/­items_­mmlupro.­jsonl (sha256 544b03429b41.­.­.­)train+inference147000, 1, 23 epochs; params=7.0B60.77
e3-locks-qwen-nullQwen2.5-7B-InstructMMLU-Pro ten-option subsample data/­items_­mmlupro.­jsonl (sha256 544b03429b41.­.­.­)train+inference147000, 1, 23 epochs; params=7.0B60.05
e3-locks-qwen-random-wrongQwen2.5-7B-InstructMMLU-Pro ten-option subsample data/­items_­mmlupro.­jsonl (sha256 544b03429b41.­.­.­)train+inference147000, 1, 23 epochs; params=7.0B72.56
e3-locks-subject2-imitationYi-1.5-9B-ChatMMLU-Pro ten-option subsample data/­items_­mmlupro.­jsonl (sha256 544b03429b41.­.­.­)train+inference147000, 1, 23 epochs; params=8.83B86.40
e3-locks-subject2-nullYi-1.5-9B-ChatMMLU-Pro ten-option subsample data/­items_­mmlupro.­jsonl (sha256 544b03429b41.­.­.­)train+inference147000, 1, 23 epochs; params=8.83B88.00
e3-locks-subject2-random-wrongYi-1.5-9B-ChatMMLU-Pro ten-option subsample data/­items_­mmlupro.­jsonl (sha256 544b03429b41.­.­.­)train+inference147000, 1, 23 epochs; params=8.83B88.27
e3r-locks-qwen-imitation6Qwen2.5-7B-InstructMMLU-Pro ten-option subsample data/­items_­mmlupro.­jsonl (sha256 544b03429b41.­.­.­)train+inference1050006 epochs; params=7.0B68.93
e4-noise-qwenMistral-7B-Instruct-v0.3MMLU-Pro ten-option subsample data/­items_­mmlupro.­jsonl (sha256 544b03429b41.­.­.­)inference14280not recorded0 steps; params=7.0B44.51
e4-noise-subject2Ministral-8B-Instruct-2410MMLU-Pro ten-option subsample data/­items_­mmlupro.­jsonl (sha256 544b03429b41.­.­.­)inference13580not recorded0 steps; params=8.83B43.76

Seed policy. The distinct RNG seeds recorded across the manifest are 0, 1, 2. Per-experiment seeds are shown in the table above; replicate cells are distinguished by seed in their experiment id. 10 experiment(s) carry no recorded seed (single-shot supervisor/ceiling fits or eval passes) and are marked “not recorded”.

Cross-validation. No cross-validation fold fields are recorded in the manifest.

Statistical tests. Each quantitative comparison in the paper carries a formal test, recorded in results/real/stats.json.

ClaimTestStatisticp95% CInSeeds
Sandbagger arms 1-5 lower mean test accuracy below the honest subject models by at least the pre-registered 0.08difference of means, two-stage cluster BCa bootstrap; p is the one-sided percentile-duality p for drop > 0.080.01461[-0.0179, 0.054]1403
the external oracle sits at the honest null (flag rate vs 0.075)run-level flag rate at the frozen 5% lzstar_3pl threshold; two-stage cluster BCa bootstrap (Wilson 0.0000-0.2153); p is the one-sided percentile-duality p against 0.07501[0, 0]141
realized FPR on held-out-family honest models <= 0.075run-level flag rate at the frozen 5% lzstar_3pl threshold; two-stage cluster BCa bootstrap (Wilson 0.0143-0.0595); p is the one-sided percentile-duality p against 0.0750.02940.015[0.0084, 0.0924]2381
realized FPR on non-strategically degraded subject models at the target accuracy <= 0.075run-level flag rate at the frozen 5% lzstar_3pl threshold; two-stage cluster BCa bootstrap (Wilson 0.1907-0.4603); p is the one-sided percentile-duality p against 0.0750.311[0.167, 0.5]421
A10 paired six-epoch null-lock flag rate stays at or below K4run-level flag rate at the frozen 5% lzstar_3pl threshold; two-stage cluster BCa bootstrap (Wilson 0.0000-0.3543); p is the one-sided percentile-duality p against 0.1500.0001[0, 0]71
the external oracle sits at the honest null (flag rate vs 0.075) (Rasch robustness)run-level flag rate at the frozen 5% lzstar_rasch threshold; two-stage cluster BCa bootstrap (Wilson 0.0000-0.2153); p is the one-sided percentile-duality p against 0.07501[0, 0]141
realized FPR on held-out-family honest models <= 0.075 (Rasch robustness)run-level flag rate at the frozen 5% lzstar_rasch threshold; two-stage cluster BCa bootstrap (Wilson 0.0090-0.0482); p is the one-sided percentile-duality p against 0.0750.0210.013[0, 0.109]2381
realized FPR on non-strategically degraded subject models at the target accuracy <= 0.075 (Rasch robustness)run-level flag rate at the frozen 5% lzstar_rasch threshold; two-stage cluster BCa bootstrap (Wilson 0.0672-0.2784); p is the one-sided percentile-duality p against 0.0750.1430.72[0.0238, 0.333]421
A10 paired six-epoch null-lock flag rate stays at or below K4run-level flag rate at the frozen 5% lzstar_rasch threshold; two-stage cluster BCa bootstrap (Wilson 0.0000-0.3543); p is the one-sided percentile-duality p against 0.1500.0001[0, 0]71

Compute. Recorded GPU time for executed experiments is 13.8837 GPU-hours on lambda:gpu_1x_a100_sxm4.

Code and data availability. A public code repository URL is not recorded in project.yaml (links.github). The per-example data of record that backs every reported number is provided under results/real/ in the project repository: curve.csv, figure_arms.csv, lzstar_by_arm.csv, noise_units.csv, recovery.csv, runs.csv, experiments.json.

References

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  21. [lin2026confounds] Lin, Yulong and Bernabeu-P\'erez, Pablo and Arnav, Benjamin and Wells, Lennie and Phuong, Mary (2026). When Lie Detectors Learn Model Identity: Confounds in Black-Box Sandbagging Detection. Well-formed citation directly relevant to the paper's apparent focus on sandbagging-detector false positives; the note specifically ties it to the paper's held-out-family and non-strategically-degraded honest control design rather than a generic motivation. Bibtex entry is complete and consistent (venue, authors, URL), and the claimed takeaway (detectors learning model identity instead of sandbagging) is a precise, checkable claim an author could verify against the source. [decider_v3 · claude-sonnet-5/high]
  22. [anonymous2026throttling] Anonymous (2026). Can We Make an LLM Dumber, or Is It Just Playing Dumb? An Empirical Study of Believable Performance Throttling. Directly relevant prior/concurrent work: it's the closest related-work candidate for a paper measuring IRT-calibrated detection of throttled models, and the note correctly stakes out the distinction (believability study vs. this project's calibrated person-fit detector) rather than overclaiming equivalence. The flagged risk — weak-teacher LoRA collapsing MC errors to one letter in Qwen/Llama — is concrete and actionable for the Limitations section on trained imitators. [decider_v3 · claude-sonnet-5/high]
  23. [cacioli2026positional] Cacioli, Jon-Paul (2026). Instruction Complexity Induces Positional Collapse in Adversarial LLM Evaluation. arXiv:2604.27249.Bea has now closed the gap that sank the parent proposal: DOI resolution, DataCite metadata, and the arXiv API record are all cross-checked, and the quoted sentence is verbatim from the attached abstract. The citation is scoped honestly (one specific finding about positional collapse in prompted sandbaggers on the same model family/benchmark the paper uses, not claimed as cross-model generality), which is exactly the kind of methodological caution the paper's prompted arms need before reading TPR. [decider_v3 · claude-sonnet-5/high]